Washington | Tue, Jun 19, 2012

Education Session No. 348
Understanding the SEC and NFA Examination Process

DATE: Tuesday, June 19th, 2012

Andrew Bowden, National Associate, Office of Compliance Inspections and Examinations (OCIF), Securities and Exhange Commission
Regina Thoele, Associate Director of Compliance, National Futures Association
Cary Meer, Moderator, Partner, K&L Gates

HOST: K&L Gates

LOCATION: 1601 K Street, NW
Washington, DC 20006

Event Invite